Senior Internal Auditor | American Stock Transfer & Trust Company, LLC Brooklyn, New York

Job Details:
Plan and perform audits to ensure accuracy and compliance with company policies, procedures, operating standards, GAAP, good business practices, and regulatory requirements as well as works with all levels of management to achieve quality improvement in Finance, IT, compliance and operational procedures. Assist in the leadership and direction for Internal Audit department, including developing and performance management of less experienced team members.
RESPONSIBILITIES
· Perform Risk Assessment of business areas in the company to integrate key risk factors and red flags into planning and scheduling the audits.
· Design and perform audit procedures, including assessment of process documentation, identification of key risks and key controls, as well as initial assessment of operating design effectiveness of key controls prior to the testing phase.
· Perform fieldwork in accordance with approved audit work program.
· Perform review of process documentation for identification and recording of control issues, including gaps, weaknesses, or deficiencies and communicate/collaborate with Business Process Owner(s) and/or Sub-Process Owner(s) for effective remediation plans.
· Contribute to the development and delivery of innovative audit programs.
· Prepare and maintain documentation of internal audits performed in line with IIA Standards.
· Prepare audit reports including findings and suggested improvements and present findings to Management and the Audit Committee of the Board of Managers.
· Evaluate responses to audit findings to determine reasonableness and suggest follow-up action.
· Interact with external auditors on financial & internal control related reviews.
· Liaise with business units and IT department on their implementation and compliance initiatives and ensure resolution of control issues
· Other duties and responsibilities assigned as required
· Supervise staff as required.
QUALIFICATIONS
· College diploma or university degree, or equivalent experience in Accounting and/or Business Administration.
· 5 to 7 years’ experience in a similar role
· One or more of the following professional licenses/designations REQUIRED: CPA, CIA, CICA, CISA, CISM, CRMA..
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